Marketing Boldly While Remaining Compliant

Keye Chang is a Senior Compliance Officer at Invesco, based in Valparaiso, Fl. He has been with Invesco since 2006, bringing over 25 years of experience in financial services, compliance, and regulatory affairs. In his current role, Keye is responsible for communications compliance reviews, providing compliance training to Invesco colleagues, and offering guidance to both compliance and sales/marketing teams. He plays a key role in offering communications compliance oversight with Invesco’s efforts in bring new and innovative passive and actively managed exchange traded products to market. Keye also supports the compliance team’s initiatives in Canada, offering cross-border support.

Keye began his career in 1996 with Citibank FSB, supporting outreach to the Chinese-speaking market in the U.S. He then served as a Financial Advisor at Salomon Smith Barney, where he managed a book of business and obtained his Series 7, 63, and 65 registrations. Following the events of 9/11, Keye transitioned to the NASD (now FINRA) Advertising Regulation Department, where he reviewed sales materials and provided regulatory guidance to member firms, including oversight of firms such as American Funds, Ameritrade, Alps Distributors, and AIM Investments (now Invesco).

After relocating to California, Keye joined Schwab Institutional, Inc. as Senior Marketing Manager, providing regulatory and compliance guidance for advertising and sales literature, and obtained his Series 24 registration

Keye first joined Invesco in 2006, following the acquisition of PowerShares ETFs, where he established and managed communications compliance programs for the ETF business. He played a pivotal role in transitioning Invesco’s compliance systems from paper-based to electronic processes and was promoted to Compliance Manager as the team expanded. After a brief hiatus to support his family and his wife’s military career with the United States Air Force, Keye returned to Invesco as a contractor in 2019 to assist with the integration of Oppenheimer Funds, before resuming a full-time role in 2020.

Keye holds a Bachelor’s degree from the University of Texas. He currently maintains of Series 7, 63, 65, and 24 registrations, and is recognized for his expertise in compliance training, regulatory review, and communications oversight.

Outside of work, Keye enjoys spending time with his family, boating in Destin, Florida, attending church, and cycling.

Catherine Ostheimer, Vice President of Marketing at Integreon, has over 25 years of global experience working in B2B marketing, communications, and brand strategy. She previously served in marketing leadership roles at legal technology companies CloudNine, DISCO and Epiq Global. Ostheimer has also held leadership positions at Ingersoll Rand (now Trane Technologies) and GE Capital. Throughout her career, she has led marketing program development and execution for several brands in highly regulated industries, including financial services, manufacturing and healthcare.